These forms are filed with the Securities and Exchange Commission (the regulatory body of Registered Investment Advisors) and with state regulatory agencies as required.
SEC Form ADV
SEC Form ADV Supplements
Business Continuity Plan
Hepburn Capital has developed a business continuity plan in the event of an internal or external disaster. This form is also included in your New Client Package.
Broker Listing / FINRA
Here is Will Hepburn's Broker Check listing at FINRA: https://brokercheck.finra.org/individual/summary/1444970
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